Our Team
Steven Glassberg
Steven is an attorney. Graduated law school in 2002. Been practicing for 29 years. Married 2 children, Primarily highly regulated areas real estate and construction. Highly skilled at navagating complex legal and financial landscapes.
Licenced to practice in NY and Conn. Over 20 years of legal expertise -real estate -domestic and international client base
Tom Poss
Tom has been working in the securities industry for 30 years, including experience as Chief Compliance Officer and Chief Financial Officer. He has worked in retail, institutional sales and service, trading, operations as well as spending years on the floor of the New York Stock Exchange. He has decades of familiarity with anti-money laundering rules and regulations.
SEC/FINRA Licensed Series 3, 4, 7, 14, 14a, 24, 28, 55, 63, 79, 99
Eric Schweitzer
Eric is and experienced trader compliance officer and operations principle. He has worked in the industry since childhood and has an unblemished history of excellence and high acheivement.
SEC/FINRA Licensed Series 4, 7, 14, 24, 53, 55, 63, 65, 99
Cassel Shapiro, CFA
Cassel Shapiro’s description accessible at https://www.linkedin.com/in/casselshaps/
SEC/FINRA Licensed Series 7, 63, 55, 24, 87, 79; RIA; CFA Charterholder: Microsoft Certified Developer C#.Net & Certified Professional
Dick Granahan
Dick has 60 years of experience with a BA in accounting and experience working for both clearing firms and regional broker/dealers. The majority of his career has been as chief compliance officer
SEC/FINRA Licensed Series 1, 4, 7, 8, 9, 14, 24, 53, 55, 63, 79, 99